Neville, Rodie & Shaw INC
Assets Under Management
$1.9B
Number of Clients
367
Number of Advisors
6
Average Client AUM
$5.2M
AUM per Advisor
$320.0M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Neville, Rodie & Shaw Inc. manages long-only separately managed accounts for various clients. They tailor advice to individual needs, establishing goals and risk tolerances through personal discussions. Portfolios are managed with a balanced approach using stocks, fixed income, and ETFs, considering client preferences and tax implications. The firm holds weekly investment committee meetings.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.40% |
Certain relationships may be charged a fixed or different fee schedule based on a percentage of assets under management, ranging from 0.20% to 1.45%. Fees are subject to negotiation depending on client relationships, size, and servicing requirements.
Fee Estimator
Investment management fees are based on a percentage of assets under management. The fee schedule starts at 1.00% on the first $5,000,000, decreasing for higher asset tiers. Certain relationships may be charged a fixed or different fee schedule based on a percentage of assets under management, ranging from 0.20% to 1.45%. Fees are subject to negotiation based on client relationships, size, and servicing requirements. Fees are billed quarterly, semi-annually, or annually. Two or more accounts of an immediate family group can be combined for fee purposes.
Areas of Practice
Location
200 Madison Ave, New York, NY, 10016-3903