Marshall & Sullivan, INC.
Assets Under Management
$473.4M
Number of Clients
200
Number of Advisors
N/A
Average Client AUM
$2.4M
AUM per Advisor
N/A
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Marshall & Sullivan, Inc. is an SEC-registered investment adviser offering continuous advice on client funds based on individual needs. They develop personal investment policies and manage portfolios accordingly. The firm manages accounts on a discretionary basis, considering client objectives and tax implications. Their affiliate, MSFM LLC, manages private funds, making investment decisions based on fund objectives.
Fee Structure
The annual fee for investment supervisory services is based on a percentage of assets under management, generally ranging from 0.50% to 1.00%. Fees are negotiable based on client circumstances. Clients are also responsible for fees charged by custodians and broker-dealers. Advisory clients invested in certain LLCs may pay both a Marshall & Sullivan advisory fee and a MSFM LLC fund management or performance fee. A client agreement may be canceled at any time with 30 days written notice, and prepaid, unearned fees will be promptly refunded.
Areas of Practice
Location
1109 First Ave. Suite 200, Seattle, WA, 98101