John G. Ullman & Associates, INC
Assets Under Management
$1.4B
Number of Clients
1,000
Number of Advisors
19
Average Client AUM
$1.4M
AUM per Advisor
$71.6M
Compensation
Fee-Only (AUM)
About This Firm
John G. Ullman & Associates, Inc. (JGUA) offers discretionary investment advice and financial planning services. They manage balanced portfolios based on client objectives and risk tolerance. JGUA recommends securities based on fundamental and technical analysis. They manage over one thousand client families.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $5.0M | 1.13% |
| $5.0M - $12.0M | 1.00% |
| $12.0M - $15.0M | 0.76% |
| $15.0M - $20.0M | 0.68% |
| $20.0M - $25.0M | 0.60% |
| $25M+ | 0.55% |
Maximum annual fee for the first twelve million of Net Assets under management, of one hundred twenty thousand dollars in any contract year.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). For context, the first $1,000,000 is billed at 2% (with a $5,000 minimum). The firm generally seeks clients with net assets for management in excess of $250,000. The minimum fee and rate may be reduced for nonprofit organizations or other special situations. Fees are not negotiable.
Areas of Practice
Location
343 Daniel Zenker Drive, Horseheads, NY, 14845