Avantax Planning Partners, INC.
Assets Under Management
$6.9B
Number of Clients
8,371
Number of Advisors
265
Average Client AUM
$828K
AUM per Advisor
$26.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Avantax Planning Partners (APP) provides investment advisory services through collaborative arrangements with independent CPA firms and their professionals. APP's Financial Professionals work with Advisor Representatives to assess client needs and provide suitable investment advisory products and services. Services include managed accounts, financial planning, and retirement plan services. APP is affiliated with Cetera Wealth Services, LLC.
Fee Structure
Fees for asset management are negotiable, with a maximum annual fee of 2.5%. Fees can be flat or tiered, based on the account value. Financial planning fees are either fixed or hourly, depending on the service's scope. Retirement plan services have negotiable asset management fees, capped at 1.0%. Clients also incur underlying investment expenses, clearing and custody fees, and trade execution costs. A termination/transfer fee not to exceed $1,200 may be assessed for retirement plan services.
Areas of Practice
Location
3390 Asbury Road, Dubuque, IA, 52002-2801