Regency Investment Advisors INC
Assets Under Management
$1.0B
Number of Clients
792
Number of Advisors
7
Average Client AUM
$1.3M
AUM per Advisor
$144.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Regency Investment Advisors provides continuous investment advice based on individual client needs. They manage portfolios on a discretionary or non-discretionary basis, primarily using mutual funds and ETFs. They also offer financial planning services, including retirement, tax, and estate planning. They may use Pontera Solutions for held-away assets.
Fee Structure
Regency's annual investment management fees range from 0.60% to 1.20% of assets under management. A minimum of $250,000 is required for investment supervisory services, and $1,000,000 for retirement plans, though these minimums may be negotiable. Financial planning fees are either hourly ($200-$300/hour) or fixed and negotiable. Fees may be waived if approved by management. Clients are also responsible for custodian and broker-dealer fees.
Areas of Practice
Location
1312 W Herndon, Suite 101, Fresno, CA, 93711