Prospera Financial Services, INC.
Assets Under Management
$9.8B
Number of Clients
15,632
Number of Advisors
275
Average Client AUM
$628K
AUM per Advisor
$35.7M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Prospera Financial Services, Inc. provides investment management and consulting services through various programs, including those sponsored by PFS, Envestnet, SEI, AssetMark, RBC, Schwab, and Wells Fargo. Services are tailored to individual client needs, with investment advisor representatives working with clients to determine objectives and suitability. They offer both wrap-fee and traditional management programs.
Fee Structure
Prospera Financial Services offers a variety of advisory programs, each with its own fee structure. These programs include Summit Advisory Program, Summit RBC Advisory Program, Summit Schwab Advisory Program, Summit-OP Advisory Program, Prospera Financial Planning Program, PFS Models Program, Advisor as Portfolio Manager (APM) Program, Separately Managed Account (SMA) Program, Unified Managed Account (UMA) Program, Private Investment Management (PIM) Program, Asset Advisor Program, Private Advisor Network (Network), CustomChoice, FundSource and Pathways Program. Fees vary depending on the program selected and the services provided. Financial planning services are available for a separate charge.
Areas of Practice
Location
5429 Lbj Freeway, Suite 750, Dallas, TX, 75240