Guggenheim Investment Advisors, LLC
Assets Under Management
$522.0M
Number of Clients
23
Number of Advisors
3
Average Client AUM
$22.7M
AUM per Advisor
$174.0M
Compensation
Fee-Only (AUM)
About This Firm
GIA offers investment advisory services to individuals, entities, insurance companies, and other institutional clients. Services include Wealth Management (separately managed accounts) and Hedging Strategies (quantitative investment strategies, primarily through derivatives). GIA provides ongoing evaluation, monitoring, and reporting of its strategies.
Fee Structure
Fees are negotiable and calculated monthly, billed quarterly in arrears. For Hedging Strategy clients, fees are based on notional amount or assets under management. For Wealth Management clients, fees are based on the average capital base. Brokerage and custody fees are additional. GIA generally requires a minimum account size of $25 million, subject to reduction at GIA’s discretion.
Areas of Practice
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017