Financial Management, INC.
Assets Under Management
$181.2M
Number of Clients
174
Number of Advisors
4
Average Client AUM
$1.0M
AUM per Advisor
$45.3M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
FMI offers personalized investment management and financial advisory services to individuals, high net worth individuals, retirement plans, non-profit organizations, and businesses. Services include asset/wealth management, financial planning, and fiduciary/non-fiduciary services for plan sponsors. FMI develops customized investment plans based on client needs and goals.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $4.0M | 0.40% |
| $4M+ | 0.20% |
Fees may be based on cumulative household assets under management. Certain ERISA rules prevent householding corporate plans with personal assets for fee reductions. Refer to your advisory agreement for your specific fee rate(s).
Fee Estimator
FMI charges an annual fee based on assets under management, billed quarterly in advance. Fees are calculated using a graduated schedule (see table). Consulting services are billed at a fixed or hourly rate (generally $300/hour, ranging up to $20,000) or based on assets under advisement, also billed in advance. Financial planning may be included with asset management at no additional cost. Retirement plan sponsor fees are negotiable. Clients may incur additional custodial, brokerage, and third-party fees.
Areas of Practice
Location
521 President Clinton Avenue, Suite 800, Little Rock, AR, 72201