Capital Advantage, INC.
Assets Under Management
$1.1B
Number of Clients
683
Number of Advisors
9
Average Client AUM
$1.6M
AUM per Advisor
$123.5M
Compensation
Fee-Only (AUM)
About This Firm
Capital Advantage, Inc. provides discretionary investment management and financial planning services. They establish client financial goals through personal discussions and develop investment strategies based on those goals, objectives, and risk tolerance. Financial planning covers budgeting, education, tax, death/disability, retirement, and investment analysis.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $4.0M | 0.85% |
| $4.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.50% |
Fees are subject to negotiation. Minimum quarterly account fee of $1,125 may be waived.
Fee Estimator
You'll pay an annual fee based on the value of your managed assets (see the fee schedule). For example, the fee on the first $2,000,000 is 1.00%. The firm has a minimum quarterly account fee of $1,125, which may be waived. Clients are also responsible for brokerage commissions, transaction fees, and other related costs. Clients engaging Independent Managers will incur additional investment advisory fees. Fees are subject to negotiation.
Areas of Practice
Location
1855 Olympic Blvd., Ste 300, Walnut Creek, CA, 94596