Compak Asset Management
Assets Under Management
$1.3B
Number of Clients
1,069
Number of Advisors
14
Average Client AUM
$1.2M
AUM per Advisor
$89.9M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Compak Asset Management offers continuous asset management services tailored to individual client needs. They provide financial planning services at no additional cost to investment advisory clients. The firm manages assets on both a discretionary and non-discretionary basis, primarily for individuals and retirement plans.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are negotiable. Clients referred through Fidelity Wealth Advisor Solutions® pay a quarterly rate of 0.25% on all assets below $2,500,000.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). There is also a $45 quarterly account maintenance fee for accounts over $10,000. Financial planning is included for investment advisory clients. Stand-alone financial plans cost $3,000, with updates at $1,500. The standard hourly rate is $300, negotiable based on service complexity.
Areas of Practice
Location
1801 Dove Street, Newport Beach, CA, 92660