Lighthouse Financial Services INC
Assets Under Management
$429.8M
Number of Clients
454
Number of Advisors
4
Average Client AUM
$947K
AUM per Advisor
$107.5M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Lighthouse Financial Services offers investment supervisory services based on client goals and risk tolerance, including investment strategy, asset allocation, and portfolio monitoring. They also offer annual financial guidance services for clients who do not meet the minimum account threshold. Pension consulting and tax preparation services are also available.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $600K | 1.20% |
| $600K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $6.0M | 0.70% |
| $6M+ | 0.60% |
Fee Estimator
Lighthouse Financial Services charges a tiered fee based on assets under management. The annual fee is 1.20% on the first $600,000, decreasing to 0.60% for assets over $6,000,000. For clients under the $200,000 minimum, the Annual Financial Guidance Service is $199 per month. Tax preparation fees range from $200 to $1,200. There is a minimum fee of $600 per quarter for new clients in the equity strategy, and $600 for fixed income strategy clients. For all grandfathered clients there is a minimum $300.00 fee per quarter.
Areas of Practice
Location
3070 Saturn Street, Suite 101, Brea, CA, 92821
