Hilltop Securities Asset Management, LLC
Assets Under Management
$31.7B
Number of Clients
54
Number of Advisors
23
Average Client AUM
$586.8M
AUM per Advisor
$1.4B
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Hilltop Securities Asset Management (HSAM) offers tailored investment strategies to municipal entities, including cities, counties, and school districts. Strategies are based on cash flow projections and client investment objectives. HSAM also provides arbitrage rebate compliance and bidding agent services. They manage LOGIC, TexSTAR and FLSTAR investment pools.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $25.0M | 0.25% |
| $25.0M - $50.0M | 0.20% |
| $50.0M - $100.0M | 0.15% |
| $100.0M - $250.0M | 0.10% |
| $250.0M - $500.0M | 0.06% |
| $500M+ | 0.04% |
Fees are negotiable on a case-by-case basis and all fees are billed in arrears.
Fee Estimator
HSAM offers several fee structures: a fixed or sliding percentage based on assets under management, a fixed annual fee, a transaction-based fee, or an hourly charge for consulting. Asset-based fees are negotiable and assessed quarterly. Clients may also incur administrative and custodial charges from their custodians. HSAM also charges fees for arbitrage rebate compliance services and bidding agent services.
Areas of Practice
Location
717 N. Harwood Street, Suite 3400, Dallas, TX, 75201