First Investment Corporation
Assets Under Management
$63.8M
Number of Clients
228
Number of Advisors
3
Average Client AUM
$280K
AUM per Advisor
$21.3M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
First Investment Corporation provides personalized financial planning and investment management services. Advice covers cash flow, tax planning, insurance review, investment management, education funding, retirement, and estate planning. They advise on matters not involving securities, such as financial planning.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.45% |
| $2.0M - $3.0M | 1.40% |
| $3M+ | 1.35% |
Fees are negotiable for portfolios in excess of $5,000,000 or based on a client’s specific needs.
Fee Estimator
Financial planning fees are $150/hour, with a $600 minimum and generally not exceeding $1,500. Investment advisory/management fees are a percentage of assets under management, as detailed in Fee Schedules 1, 2, and 3. Retirement plan advisory services are assessed according to Fee Schedule 1. The firm reserves the right to negotiate fees for portfolios exceeding $5,000,000 or based on specific client needs.
Areas of Practice
Location
307 SE Frank Phillips Blvd., Bartlesville, OK, 74003