D. Scott Neal, INC.
Assets Under Management
$352.0M
Number of Clients
404
Number of Advisors
N/A
Average Client AUM
$871K
AUM per Advisor
N/A
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
DSN offers financial planning, investment management, and consulting services. They focus on flexibility and adapting to market changes. They develop a Risk Profile and Investment Strategy for each client, which are discussed regularly. Services can be stand-alone or coupled.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Fees may be negotiable at our discretion.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). Financial planning and general consulting fees are negotiable and typically involve an upfront payment. Fees are exclusive of custodial fees and other third-party costs. DSN considers cash (i.e., money market funds) to be an asset class and includes such funds in our fee calculation, regardless of our fee model.
Areas of Practice
Location
3292 Eagle View Lane, Suite 290, Lexington, KY, 40509