The Putney Financial Group LLC
Assets Under Management
$187.3M
Number of Clients
225
Number of Advisors
6
Average Client AUM
$832K
AUM per Advisor
$31.2M
Compensation
Fee-Only (AUM)
About This Firm
The Putney Financial Group provides continuous investment advice based on individual client needs, managing accounts on a discretionary or non-discretionary basis. They also offer financial planning services, including a comprehensive evaluation of a client's financial state, covering personal, tax, investment, insurance, retirement, death & disability, and estate planning.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| $0K - $500K | 2.00% |
| $500K - $1.0M | 1.35% |
| $1.0M - $1.5M | 1.20% |
| $1.5M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Investment Supervisory Services (ISS) fees are based on a percentage of assets under management. For accounts over $5 million, fees are negotiable. Financial planning fees are generally included in the investment advisory fee, but may be charged hourly or as a fixed fee for standalone services. A minimum of $250,000 of assets under management is generally required to establish a client relationship, but this may be negotiable.
Areas of Practice
Location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903