The Sterling Group
Assets Under Management
$396.6M
Number of Clients
270
Number of Advisors
3
Average Client AUM
$1.5M
AUM per Advisor
$132.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
The Sterling Group is an investment advisory firm providing comprehensive wealth management services. They offer tailored investment strategies, selecting from various investment vehicles. They monitor investments regularly, conduct account reviews, and rebalance portfolios based on client needs and goals. Client assets are held at registered broker/dealers and qualified custodians like LPL Financial and Charles Schwab & Co.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 0.95% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fees are negotiable. The maximum annual advisory fee is 1.75%.
Fee Estimator
Clients pay an annual advisory fee based on a tiered structure, calculated as a percentage of the market value of assets. The maximum annual advisory fee is 1.75%, and fees are negotiable. The minimum investment for new clients is $1,000,000, subject to a minimum annual fee of $9,500. Clients may switch from a flat percentage rate to the tiered fee structure upon request. The advisory fee is shared between The Sterling Group and its advisors.
Areas of Practice
Location
225 S. Lake Avenue, Suite 1075, Pasadena, CA, 91101