Swan Global Investments, LLC
Assets Under Management
$2.4B
Number of Clients
1,969
Number of Advisors
19
Average Client AUM
$1.2M
AUM per Advisor
$126.7M
Compensation
Fee-Only (AUM)
About This Firm
Swan Global Investments, LLC provides discretionary investment management through the Defined Risk Strategy (DRS). The DRS is an index-based strategy designed to protect investors from market declines, provide income, and benefit from market appreciation. The firm manages assets for individuals, institutions, and other investment advisor firms.
Fee Structure
Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per year, based on the amount invested. Fees may vary based on the size of the investment account. Sub-advised clients have fees negotiated between their advisor and Swan, generally within a similar range. Clients pay brokerage commissions and fund expenses separately. Clients may terminate their contract at any time and will only pay fees through the end of the day in which they terminate their contract.
Areas of Practice
Location
1099 Main Ave, Suite 206, Durango, CO, 81301