Aspen Financial Management, INC.
Assets Under Management
$19.8M
Number of Clients
94
Number of Advisors
2
Average Client AUM
$210K
AUM per Advisor
$9.9M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Aspen Financial Management, Inc. is a Registered Investment Advisory firm offering portfolio management and financial planning services tailored to individual client needs. They gather client data to determine financial situations and investment objectives, allowing clients to impose reasonable restrictions. Investment products include money market funds, ETFs/mutual funds, stocks, and bonds. Financial plans cover investments, insurance, tax, and estate planning.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable for combined household accounts of $5,000,000 or more, Aspen employees, nonprofit entities, and non-discretionary defined contribution plans.
Fee Estimator
Investment management fees are based on a percentage of your assets under management. The first $1,000,000 is charged 1.50% per year, and amounts above that are charged 1.00% per year. Fees are negotiable for combined household accounts of $5,000,000 or more, Aspen employees, nonprofit entities, and non-discretionary defined contribution plans. Financial planning and consultations are charged at $125.00 per hour. Planning fees are waived for managed account clients.
Areas of Practice
Location
WA, United States