Bates Financial Advisors, INC.
Assets Under Management
$395.6M
Number of Clients
427
Number of Advisors
2
Average Client AUM
$927K
AUM per Advisor
$197.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
George E. Bates is the President of Bates Financial Advisors, Inc., offering investment advice. He is also a registered representative with Bates Securities, Inc., through which he may recommend and sell securities or insurance products, earning commissions. This presents a conflict of interest, as he may have an incentive to recommend products based on compensation.
Fee Structure
George E. Bates may receive commissions from Bates Securities, Inc. for recommending and selling investment and insurance products. He may also receive 12b-1 fees from mutual funds. This creates a conflict of interest because he has an incentive to recommend products based on the compensation he receives rather than your needs.
Areas of Practice
Location
8437 Northern Ave, Rockford, IL, 61107