Uhlmann Investment Management, L.L.C.
Assets Under Management
$241.7M
Number of Clients
318
Number of Advisors
11
Average Client AUM
$760K
AUM per Advisor
$22.0M
Compensation
Fee-Only (AUM)
About This Firm
Uhlmann Investment Management, L.L.C. offers several advisory services through RBC Clearing & Custody and Schwab Advisor Services, including client-directed, non-discretionary, and discretionary options. They also refer clients to third-party investment advisory firms. UIM works with clients to select suitable investments to help them accomplish their goals.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4M+ | 1.00% |
UIM may negotiate its fee under special circumstances and may exclude certain investments from the calculation of assets under management.
Fee Estimator
UIM provides discretionary and non-discretionary investment advisory services. Fees are based on a percentage of your assets under management, billed quarterly in advance, and deducted directly from your account with authorization. The annual fee schedule is tiered (see table above). UIM may negotiate its fee under special circumstances and may exclude certain investments from the calculation of assets under management.
Areas of Practice
Location
5202 Old Orchard Road, Suite 250, Skokie, IL, 60077