Arlen Capital, LLC
Assets Under Management
$331.3M
Number of Clients
217
Number of Advisors
4
Average Client AUM
$1.5M
AUM per Advisor
$82.8M
Compensation
Fee-Only (AUM)
About This Firm
Arlen Capital provides investment management and wealth planning services. They use asset allocation planning software and offer model portfolios based on risk tolerance. They may also refer clients to third-party managers. Arlen Capital tailors services to individual needs and goals.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in accounts not being charged a fee will not be aggregated.
Fee Estimator
You'll pay a quarterly fee based on your portfolio's average daily balance. There's a minimum annual fee of $2,500 ($625 per quarter), which may be considered excessive for smaller accounts. You may also pay transaction fees if you select a non-wrap account. For third-party manager programs, Arlen Capital charges a separate fee, and you'll also pay fees to the third-party manager.
Areas of Practice
Location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886