Wms Advisors, LLC
Assets Under Management
$221.4M
Number of Clients
130
Number of Advisors
5
Average Client AUM
$1.7M
AUM per Advisor
$44.3M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
WMS Advisors, LLC is an SEC-registered investment advisor offering investment advice through consultations, portfolio monitoring and management, and financial planning services. They manage individually tailored investment portfolios based on client's goals, risk tolerance, and time horizon. They also provide advice on matters not involving securities, such as business management and tax planning.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Custom fee schedule for portfolios greater than $10 million.
Fee Estimator
WMS Advisors charges fees based on a percentage of assets under management. The fee is billed quarterly in advance. For portfolios greater than $10 million, a custom fee schedule is developed. Clients not on the Service Offerings platform can obtain additional services on an hourly basis, ranging from $75 to $350 per hour, with a $500 advance retainer. Commission-based accounts are also available through affiliated broker-dealer Purshe Kaplan Sterling Investments, Inc.
Areas of Practice
Location
6135 Park South Drive, Suite 510, Charlotte, NC, 28210