Regal Advisory Services, INC.
Assets Under Management
$113.5M
Number of Clients
285
Number of Advisors
23
Average Client AUM
$398K
AUM per Advisor
$4.9M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Regal Advisory Services offers discretionary and non-discretionary investment management, financial planning, and retirement plan advisory services. They develop investment programs tailored to client goals, objectives, and risk tolerance. Services are offered through various programs including RBC Correspondent Advisory Programs and Hilltop Securities Advisory Programs.
Fee Structure
Regal charges fees based on a percentage of assets under management, with a maximum annual fee of 2.0%, which is negotiable. Fees are billed quarterly in advance, but may be billed in arrears for certain custodian programs. The firm may modify fees with 30 days' written notice. Clients authorize fee deduction from their accounts. Regal has an economic incentive to recommend its RDIM/RNIM/Free Form Advisor programs versus the various RBC and HTS wrap fee programs.
Areas of Practice
Location
950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771