Spectrum Financial Alliance, Ltd., L.L.C.
Assets Under Management
$350.8M
Number of Clients
495
Number of Advisors
2
Average Client AUM
$709K
AUM per Advisor
$175.4M
Compensation
Fee-Only (AUM)
About This Firm
Spectrum Financial Alliance offers personalized advisory services including financial planning and asset management. Financial planning can be comprehensive or modular, covering estate planning, investments, taxes, and insurance. Asset management provides continuous supervision over client accounts with individualized investment programs.
Fee Structure
We charge an annual fee based on a percentage of your assets under management. The fee schedule is negotiable based on the complexity of your financial situation, composition of the account, previous history with us, and related accounts. You can bundle accounts of household members in order to reach a higher total account value and therefore a lower fee level. Fees may be higher or lower than the equivalent Schwab fees depending on the complexity of Spectrum’s managing those assets. We require a minimum household portfolio size of $500,000 to establish an account managed by SFA.
Areas of Practice
Location
105 Wind Haven Drive, Nicholasville, KY, 40356