Sorrento Pacific Financial, LLC
Assets Under Management
$222.3M
Number of Clients
761
Number of Advisors
N/A
Average Client AUM
$292K
AUM per Advisor
N/A
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Sorrento Pacific Financial, LLC (SPF) offers investment advisory services through its Contour wrap fee advisory platform. The platform includes Advisor as Portfolio Manager (APM), Fund Strategist Portfolios (FSP), Separately Managed Accounts (SMA), and Unified Managed Accounts (UMA). SPF does not maintain physical possession of client assets; accounts are custodied with unaffiliated custodians.
Fee Structure
SPF's Contour program is a wrap fee program, meaning all advisory services and transactions are covered by a single fee based on a percentage of your assets. The total fee includes a program fee, an advisory fee, and potentially a manager fee (for FSP, SMA, and UMA programs). The advisory fee is negotiable with your advisor, but cannot exceed certain maximums. Fees are billed monthly in arrears. The minimum account size varies by program, with FSP as low as $2,000 and SMA/UMA at $100,000. There are also IRA annual maintenance fees and other ancillary charges.
Areas of Practice
Location
10150 Meanley Drive, 1st Floor, San Diego, CA, 92131