Shepherd Kaplan LLC
Assets Under Management
$9.4B
Number of Clients
Not reported
Number of Advisors
18
Average Client AUM
N/A
AUM per Advisor
$522.1M
Compensation
N/A
About This Firm
Shepherd Kaplan LLC (SK) offers advisory services to institutional, private, and charitable foundation clients. They act as a Chief Investment Officer for private clients, providing investment-related information and advice. SK utilizes a proprietary technology platform for asset allocation, manager searches, and performance analytics. They manage both discretionary and non-discretionary portfolios.
Fee Structure
SK's compensation is derived from a percentage of revenues collected for investment advisory services provided to SKK clients. Clients receiving investment advisory and/or sub-advisory services related to direct Qualified Small Business investments will pay fees of approximately 1.75% charged on assets committed to such an investment strategy. SKK clients are never charged duplicative fees by SKK and SK for SK’s sub-advisory services. Clients are also subject to fees charged by custodians, broker-dealers and/or investment managers.
Areas of Practice
Location
53 State Street, 23rd Floor, Boston, MA, 02109-2820