Waterloo Capital
Assets Under Management
$1.7B
Number of Clients
2,088
Number of Advisors
42
Average Client AUM
$808K
AUM per Advisor
$40.2M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Waterloo Capital, L.P. is an SEC-registered investment advisory firm offering investment management services. They work with clients to identify investment goals, objectives, and risk tolerance to create a suitable portfolio allocation. Portfolios may include equities, fixed income, mutual funds, and alternative investments. Accounts are managed on a discretionary or non-discretionary basis.
Fee Structure
Waterloo Capital offers investment management services on a fee-only basis. The maximum annual fee for this service is 2.5%, calculated based on the market value of assets in the client's account on the last day of the previous quarter. Clients may be charged $250 per hour for additional services such as financial plan implementation or mortgage analysis. For clients with assets under management of $2,000,000 or more, the firm will reduce its next quarterly fee in an amount equal to the transaction-based fees incurred by the client during the preceding quarter.
Areas of Practice
Location
2801 Via Fortuna, Suite 250, Austin, TX, 78746