Herbert J. Sims Capital Management, INC.
Assets Under Management
$186.8M
Number of Clients
221
Number of Advisors
38
Average Client AUM
$845K
AUM per Advisor
$4.9M
Compensation
Fee-Only (AUM)
About This Firm
Herbert J. Sims Capital Management provides customized investment management services through its Managed Portfolio Programs (MPP). They analyze client information to recommend suitable MPPs, comprising mutual funds, ETFs, and ETNs. HJSCM also offers financial planning reports and analyses upon request. They utilize Envestnet for administrative and investment advisory services.
Fee Structure
HJSCM charges an advisory fee based on assets under management, billed quarterly in advance unless billing in arrears is selected. The MPP has a minimum account balance of $50,000, but this may be waived. Fees are negotiable and typically range from 1.25% to 2.50% annually. Envestnet charges a $25 flat annual operational fee. Financial planning reports and analyses are billed at $300/hour with a 5-hour minimum, but this fee may be waived.
Areas of Practice
Location
2150 Post Road, Suite 301, Fairfield, CT, 06824