Spectrum Wealth Management, LLC
Assets Under Management
$269.5M
Number of Clients
390
Number of Advisors
1
Average Client AUM
$691K
AUM per Advisor
$269.5M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Spectrum Wealth Management, LLC provides customized investment management services to individuals, businesses, pensions, trusts, and/or estates. They also offer financial planning services to non-advisory clients on an hourly or fixed-fee basis. Spectrum may recommend third-party advisors and private placements.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.80% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Advisory fees are negotiable.
Fee Estimator
Spectrum charges an annual management fee based on assets under management, billed quarterly in arrears. Fees are negotiable. Financial planning services are available on an hourly basis ($385/hour for a CFP® or ChFC® and $225/hour for a Spectrum staff member) or through flat fee plans starting at $3,500 for the first year. Private placement due diligence fees are also charged. Spectrum and most TPAs have a minimum account requirement of $500,000, but this is negotiable.
Areas of Practice
Location
9911 Irvine Center Drive, Suite 150, Irvine, CA, 92618