Dempsey Lord Smith, LLC
Assets Under Management
$580.5M
Number of Clients
2,731
Number of Advisors
59
Average Client AUM
$213K
AUM per Advisor
$9.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Dempsey Lord Smith, LLC (DLS) provides portfolio management services through a wrap fee program, utilizing third-party asset managers and/or DLS. They gather client information to determine suitable asset allocation strategies and manager selection. DLS monitors manager performance and offers client meetings for account reviews. Assets are custodied at National Financial Services, LLC.
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 2.50% |
Fees are negotiable, but cannot exceed 2.50% (2.00% in Alabama).
Fee Estimator
DLS offers portfolio management services with fees negotiable up to a maximum of 2.50% annually (2.00% in Alabama). The specific fee is in the contract. Related client accounts may be grouped for fee determination. Discounts may be offered to family/friends of associated persons. Minimum account sizes vary by program, ranging from $5,000 to $50,000. For assets managed by DLS, fees are paid monthly or quarterly in advance or arrears. Clients receive a pro-rata refund of unearned fees if services are terminated.
Areas of Practice
Location
901 N Broad Street, Suite 400, Rome, GA, 30161