Wakefield Asset Management, Lllp
Assets Under Management
$371.2M
Number of Clients
192
Number of Advisors
4
Average Client AUM
$1.9M
AUM per Advisor
$92.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Wakefield Asset Management, LLLP offers discretionary and non-discretionary investment advisory services. They determine client objectives, time horizons, risk tolerance, and liquidity needs to develop personalized investment plans. The firm also provides advice on legacy positions and may recommend other professionals for non-investment related matters.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $10.0M | 0.75% |
| $10.0M - $25.0M | 0.60% |
| $25.0M - $50.0M | 0.55% |
| $50M+ | 0.55% |
Fees negotiable above $50,000,000. These rates apply to Large Cap Equity Strategies. Small Cap Equity Strategy rates are: 1.00% for $1,000,000-$10,000,000, 0.90% for $10,000,000-$25,000,000, 0.85% for $25,000,000-$50,000,000, and negotiable above $50,000,000.
Fee Estimator
Investment management fees are based on assets under contract. For clients engaged prior to February 1, 2023, fees are billed quarterly in advance. For new clients after that date, fees are calculated and billed quarterly in arrears based on the average daily balance. There is a $1 million minimum for asset management services, but fees and minimums are negotiable. Consulting service fees vary and are negotiated on a client-by-client basis.
Areas of Practice
Location
7887 East Belleview Ave, Suite #800, Englewood, CO, 80111