Regatta Capital Group, LLC
Assets Under Management
$1.4B
Number of Clients
1,125
Number of Advisors
13
Average Client AUM
$1.2M
AUM per Advisor
$105.3M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Regatta Capital Group offers wealth management services, including financial planning and discretionary/non-discretionary investment management using mutual funds, ETFs, individual stocks, and bonds. They also provide retirement plan advisory services and may recommend investments in affiliated pooled investment vehicles. Transformational coaching services are also available.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $250K | 1.10% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.70% |
| $5.0M - $7.5M | 0.65% |
| $7.5M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.55% |
| $20.0M - $30.0M | 0.50% |
| $30.0M - $40.0M | 0.45% |
| $40.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.30% |
Fees may be negotiable at the sole discretion of the Advisor.
Fee Estimator
Regatta charges a quarterly fee for wealth management services, based on a percentage of your assets under management. For example, the annual rate is 1.20% on the first $100,000, scaling down to 0.30% for assets over $50 million. Standalone financial planning or consulting services are available on an hourly basis ($50-$300/hour) or for a fixed fee ($1,000-$15,000). Retirement plan advisory services are charged an annual asset-based fee of up to 1.40%. Transformational coaching services are offered at a fixed rate ranging up to $40,000. Fees may be negotiable.
Areas of Practice
Location
880 Apollo St., Suite 129, El Segundo, CA, 90245