Prosperity Financial Group, INC.
Assets Under Management
$358.9M
Number of Clients
656
Number of Advisors
9
Average Client AUM
$547K
AUM per Advisor
$39.9M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Prosperity Financial Group provides asset management, financial planning, and referrals to third-party money managers. They tailor investment strategies to client needs, review portfolios quarterly, and offer financial planning and consulting services covering various areas like retirement, estate, and tax planning. They also utilize sub-advisory services from third-party investment advisory firms.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees are negotiable.
Fee Estimator
Asset management fees are based on a percentage of your portfolio's value, billed quarterly in advance. Financial planning and consulting are charged hourly ($250/hour) or as a flat fee (up to $10,000), both of which are negotiable. A retainer of 50% is required for financial planning and consulting, not exceeding $1,200 if services aren't rendered within six months. Clients also incur transaction fees charged by their custodian.
Areas of Practice
Location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583