Cape Investment Advisory, INC.
Assets Under Management
$402.4M
Number of Clients
1,634
Number of Advisors
33
Average Client AUM
$246K
AUM per Advisor
$12.2M
Compensation
Fee-Only (AUM)
About This Firm
Cape Investment Advisory (CIA) offers a wrap-fee program where IARs act as portfolio managers, working with clients to identify investment goals and create suitable asset allocations. Accounts are managed based on individual client needs, using equities, bonds, mutual funds, and alternative investments. Client assets are held at approved custodians like Charles Schwab, Hilltop Securities, and SEI.
Fee Structure
CIA's wrap program charges an all-inclusive fee based on a percentage of assets under management. The fee covers investment management, execution, clearing, transaction costs, and custody fees. The level of the fee varies with the amount of assets and investment style chosen. CIA requires a minimum account of $25,000, which may be waived at management's discretion. All fees are negotiable. The brochure lists fee ranges for different asset levels, so the actual fee may vary.
Areas of Practice
Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253