Aegis Capital CORP.
Assets Under Management
$1.4B
Number of Clients
1,733
Number of Advisors
94
Average Client AUM
$826K
AUM per Advisor
$15.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Aegis Capital Corp. provides investment advisory services through both discretionary and non-discretionary accounts. They offer various programs through RBC and AXOS, providing clients with customized investment advice and portfolio management tools. Clients retain final decision-making authority.
Fee Structure
Aegis bases its fees primarily on a percentage of assets under management. The maximum fee on the first $250,000 of assets is either 2.50% or 3.00%, depending on whether transaction costs are charged to the client or the advisor, respectively. For the next $750,000, the maximum fee is either 2.25% or 2.75%, and for assets over $1,000,000, the maximum fee is either 2.00% or 2.50%. The fee may be charged as a Floating Rate, Incremental Rate, or Fixed Rate. Aegis may negotiate the fee amount. The Aegis broker-dealer generally charges $10.00 per transaction.
Areas of Practice
Location
1345 Avenue of the Americas, 27th Floor, New York, NY, 10105