RIA Advisors
Assets Under Management
$1.5B
Number of Clients
1,193
Number of Advisors
11
Average Client AUM
$1.3M
AUM per Advisor
$139.1M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
RIA Advisors offers asset management, financial planning (modular, comprehensive, and custom plans), subadviser services, and plan services for tax-qualified employee retirement plans. They provide ongoing advice on assets held away and act as ERISA fiduciaries, assisting plan sponsors with investment oversight and due diligence.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 0.90% |
Fees are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.
Fee Estimator
For asset management, fees are based on a percentage of assets under management, as detailed in the fee schedule. Financial planning fees range from $400 for RIA Goal Horizons to $5,000 for RIA Comprehensive Strategy. RIA Custom plans have individually designed fees. Fees are negotiable based on pre-existing relationships and assets under management. The firm requires a $15,000 account minimum, waivable at its discretion.
Areas of Practice
Location
11750 Katy Freeway, Suite 840, Houston, TX, 77079