Capital Financial Management Nc, INC
Assets Under Management
N/A
Number of Clients
Not reported
Number of Advisors
1
Average Client AUM
N/A
AUM per Advisor
N/A
Compensation
Fee-Only (AUM)
About This Firm
Capital Financial Management NC, Inc refers clients to Third-Party Managers (TPMs) for investment management. They gather client information and recommend suitable TPMs based on financial needs, goals, and risk tolerance. They monitor the TPM's performance and act as a liaison between the client and the TPM, receiving referral fees from the TPM.
Fee Structure
Capital Financial Management NC, Inc. refers clients to third-party managers (TPMs) such as Gradient Investments, LLC and Eqis Capital Management, Inc. for investment management. Fees are based on a percentage of assets under management and are negotiable. For Gradient Investments, LLC, fees range from 1.00% to 2.00% annually depending on the portfolio type. Eqis Capital Management, Inc. charges 1% annually. Capital Financial receives a portion of these fees as a referral fee. There is also a $15 quarterly service fee for technology and reporting. Account minimums are determined by the TPMs.
Areas of Practice
Location
1000 N. Main St., Ste. 218, Fuquay Varina, NC, 27526