Arthur Stein Financial, LLC
Assets Under Management
$116.3M
Number of Clients
72
Number of Advisors
3
Average Client AUM
$1.6M
AUM per Advisor
$38.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Arthur Stein Financial LLC provides customized portfolio management and financial planning services to individuals and high-net-worth individuals. They work with clients to identify investment goals, risk tolerance, and financial situations to construct customized portfolios. The firm primarily uses mutual funds, ETFs, bonds, and individual securities. Financial planning services cover investment, retirement, savings, and insurance needs.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $4.0M | 0.50% |
| $4M+ | 0.40% |
Fees may be negotiable at the sole discretion of the Advisor.
Fee Estimator
For investment portfolios over $1 million, the annual fee ranges from 0.40% to 1.00% based on the amount managed. For portfolios under $1 million, the annual fee is 1.25% to 1.50%. The minimum investment is $750,000, but this may be negotiable. Financial planning services are offered on an hourly basis (up to $400/hour) or for a fixed fee (up to $7,500). Ongoing financial planning services are offered for a fixed annual fee up to $10,000, payable monthly or quarterly. All fees are negotiable.
Areas of Practice
Location
6701 Democracy Blvd., Suite 300, Bethesda, MD, 20817