Investments & Financial Planning, LLC
Assets Under Management
$278.4M
Number of Clients
735
Number of Advisors
2
Average Client AUM
$379K
AUM per Advisor
$139.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Investments & Financial Planning, LLC is a registered investment adviser based in Lexington, Kentucky, offering discretionary portfolio management services through a wrap-fee program. Investment advice is tailored to meet individual client needs and objectives, using allocation strategies aimed at reducing risk and increasing performance. They use a third-party platform to facilitate management of held away assets.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.20% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.80% |
| $2M+ | 0.70% |
Fees may be negotiable in special circumstances.
Fee Estimator
This firm offers a wrap-fee program where you pay a single annual fee covering asset management, certain transaction costs, and custodial costs. The fee is based on a percentage of your assets under management. In special circumstances, fees may be negotiable. The brochure states that the wrap fee may be higher or lower than purchasing services separately. The annual fee schedule is: $0 to $500,000: 1.50%, $500,001 to $1,000,000: 1.20%, $1,000,001 to $1,500,000: 1.00%, $1,500,001 to $2,000,000: 0.80%, Over $2,000,000: 0.70%.
Areas of Practice
Location
1795 Alysheba Way, Suite 7104, Lexington, KY, 40509