Ashton Thomas Securities, LLC
Assets Under Management
$1.7B
Number of Clients
2,599
Number of Advisors
54
Average Client AUM
$661K
AUM per Advisor
$31.8M
Compensation
Fee-Only (AUM)
About This Firm
Ashton Thomas Securities, LLC provides discretionary and non-discretionary investment advisory services on a wrap-fee or non-wrap fee basis. They also offer financial planning and consulting services, including estate and insurance planning, on a stand-alone fee basis. They also provide retirement plan services to employer-sponsored qualified retirement savings plans.
Fee Structure
Ashton Thomas charges an annual fee based on a percentage of assets under management for investment advisory services. These fees may include financial planning and consulting services if requested. Stand-alone financial planning and consulting fees range from $150 to $1,000 per hour, depending on the service and professional involved. Clients in wrap fee programs may encounter additional non-billed expenses from mutual funds and ETFs. There is no mention of a minimum AUM fee or minimum investment amount.
Areas of Practice
Location
200 Canal View Blvd., Suite 204, Rochester, NY, 14623