Seros Financial, LLC
Assets Under Management
$301.1M
Number of Clients
534
Number of Advisors
5
Average Client AUM
$564K
AUM per Advisor
$60.2M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Seros Financial provides portfolio management services based on client objectives and risk tolerance, offering both discretionary and non-discretionary options. They also offer financial planning and consulting services, including retirement and estate planning. Additionally, they provide ERISA and qualified plan services, including 3(21) and 3(38) fiduciary services, and plan consulting services.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $5K - $1000K | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.60% |
Fees are negotiable.
Fee Estimator
Seros Financial charges an annual fee based on assets under management. For example, a $400,000 portfolio would be charged 1.90% annually. The firm generally requires a minimum account size of $500,000, but this may be waived at the firm's discretion. Financial planning and consulting services are billed hourly ($150-$400/hour) or fixed fee ($500-$30,000), depending on the scope and complexity of the services. Ongoing financial planning services are charged an annual fee as negotiated between the client and the firm.
Areas of Practice
Location
2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282