Occidental Asset Management, LLC
Assets Under Management
$796.1M
Number of Clients
540
Number of Advisors
11
Average Client AUM
$1.5M
AUM per Advisor
$72.4M
Compensation
Fee-Only (AUM)
About This Firm
Occidental Asset Management provides investment supervisory services on a discretionary and non-discretionary basis. Services include wealth management and financial planning tailored to achieve clients' retirement and other financial goals. They may select sub-advisors to manage client assets.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $200K | 1.50% |
| $200K - $700K | 1.25% |
| $700K - $1.2M | 1.15% |
| $1.2M - $2.2M | 1.10% |
| $2.2M - $3.2M | 1.00% |
| $3.2M - $25.0M | 0.75% |
| $25M+ | 0.75% |
Management Fees will be negotiable in the sole and absolute discretion of the Advisor.
Fee Estimator
You'll pay a quarterly fee in advance based on your portfolio size (see rates in table). For example, a $500,000 portfolio would cost $7,500 per year. Fees are negotiable at the Advisor's discretion. The firm generally requires a minimum of $500,000 of assets under management.
Areas of Practice
Location
301 California Drive #9, Burlingame, CA, 94010