Exceed Advisory LLC
Assets Under Management
$76.7M
Number of Clients
69
Number of Advisors
2
Average Client AUM
$1.1M
AUM per Advisor
$38.3M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Exceed Advisory offers option-based investment strategies through separately managed accounts (SMAs), mutual funds, and exchange-traded funds (ETFs). They tailor services to client needs, focusing on risk/reward objectives. Advice is generally limited to option-based strategies, with the ability to invest in other securities. SMA clients may provide direction or impose restrictions.
Fee Structure
Fees for advising Funds and ETFs are determined by the fee agreement between Exceed and the Fund or ETF. Fees for advising SMAs are negotiable and targeted at between 0.25% and 1.25% annually. SMA clients are also responsible for all custodial fees, execution costs, and transaction fees, including commissions.
Areas of Practice
Location
79 Madison Ave., 3rd Floor, New York, NY, 10016