Directional Financial Services
Assets Under Management
$9.0M
Number of Clients
43
Number of Advisors
4
Average Client AUM
$210K
AUM per Advisor
$2.3M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Directional Financial Services, LLC, a subsidiary of Empirical Financial Services, offers portfolio management services through Institutional Intelligent Portfolios™ and directly to Non-SIIP Clients. They provide advice on asset allocation and investment selection based on client objectives, risk tolerance, and financial status. Directional also offers a separate financial planning service.
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 0.50% |
Clients enrolled in the Institutional Intelligent Portfolios™ program generally pay an annual fee of 0.35% of assets under management, while Non-SIIP Clients generally pay 0.50% annually. All fees are negotiable.
Fee Estimator
Clients enrolled in the Institutional Intelligent Portfolios™ program generally pay an annual fee of 0.35% of assets under management, while Non-SIIP Clients generally pay 0.50% annually. Fees are billed quarterly in arrears based on the average daily balance. All fees are negotiable. Financial planning services are available for an additional fee, with terms and costs defined in writing before services begin. The minimum investment required to open an account in the Program is generally $5,000. The minimum account balance to enroll in the tax-loss harvesting feature is $50,000.
Areas of Practice
Location
1420 5th Ave, Suite 3150, Seattle, WA, 98101