Nbc Securities, INC.
Assets Under Management
$1.7B
Number of Clients
4,545
Number of Advisors
72
Average Client AUM
$377K
AUM per Advisor
$23.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
NBC Securities, Inc. provides an array of financial and investment services, including investment management, financial planning, and general investment account services. They offer these services through several investment advisory programs sponsored by NBCS, RBC Capital Markets LLC, and other third-party sponsors. The firm reviews a client's financial circumstances, investment experience, goals, and risk tolerance to determine suitable investment strategies.
Fee Structure
NBCS offers financial planning services for a negotiated flat fee or a percentage of assets under management, or a combination of both. The financial planning fee typically ranges from $100 to $10,000, depending on the complexity of the client's situation. Advisory fees are not charged for insurance analysis. The client is not obligated to implement the financial plan with NBCS.
Areas of Practice
Location
1927 First Avenue North, Birmingham, AL, 35203