Castle Rock Wealth Management, LLC
Assets Under Management
$521.8M
Number of Clients
1,900
Number of Advisors
7
Average Client AUM
$275K
AUM per Advisor
$74.5M
Compensation
Fee-Only (AUM)
About This Firm
Castle Rock Wealth Management, LLC offers asset management and investment consulting services to help clients meet their financial goals. Services include Comprehensive Portfolio Management, Financial Planning & Consulting, and Retirement Plan Consulting. The firm acts as a fiduciary, prioritizing client interests and maintaining open communication.
Fee Structure
For Comprehensive Portfolio Management, the maximum annual fee is 1.65%, billed monthly or quarterly in advance. Financial Planning & Consulting fees will not exceed 1.00% of assets under advisement. Retirement Plan Consulting fees will not exceed 1.25% of Plan assets under management. Fees are negotiable and deducted from client accounts. Clients will also incur transaction charges, unless they are wrap clients. Representatives are registered representatives of Private Client Services, LLC and may receive commissions.
Areas of Practice
Location
1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596