Calton & Associates, INC.
Assets Under Management
$1.2B
Number of Clients
6,062
Number of Advisors
223
Average Client AUM
$201K
AUM per Advisor
$5.5M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
Calton & Associates, Inc. is a registered investment adviser and broker/dealer. They offer fee-based investment advisory services, including financial planning and asset management. IARs may also act as registered representatives and insurance agents, creating potential conflicts of interest. Calton provides access to multiple money managers through its Separate Account Management Programs.
Fee Structure
Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.
Areas of Practice
Location
2701 N. Rocky Point Drive, Suite 1000, Tampa, FL, 33607