Landolt Securities, INC.
Assets Under Management
$101.6M
Number of Clients
163
Number of Advisors
17
Average Client AUM
$623K
AUM per Advisor
$6.0M
Compensation
Fee-Only (AUM)
About This Firm
Landolt Securities, Inc. offers investment management services on a discretionary or non-discretionary basis. They assist clients in determining investment objectives and manage investments accordingly. The firm primarily uses fundamental analysis. Clients may impose restrictions on investments. The firm also sells insurance and conducts business as a securities broker-dealer.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management).
Fee Estimator
The advisory fees are negotiable and based on the value and type of assets managed. The annual fee is 2.00% for the first $1,000,000, 1.75% for assets between $1,000,001 and $5,000,000, and 1.50% for assets over $5,000,000. Fees are charged quarterly in advance, subject to a $300 minimum quarterly fee. Clients may also pay a $50 annual custodial fee for IRA accounts. Transaction fees of $20.00 - $40.00 per trade may apply. Due to the quarterly minimum fee, a client's annual fee may exceed 2%.
Areas of Practice
Location
900 North Shore Drive Suite 279, Lake Bluff, IL, 60044