Smallwood Wealth Management
Assets Under Management
$294.5M
Number of Clients
407
Number of Advisors
6
Average Client AUM
$724K
AUM per Advisor
$49.1M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Smallwood Wealth Investment Management provides ongoing portfolio management based on client goals and risk tolerance. They also offer pension consulting services to employee benefit plans and financial planning services covering various areas like investment, insurance, retirement, and college planning. They primarily advise on mutual funds, fixed income, annuities, equities, and ETFs.
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $750K | 1.55% |
| $750K - $2.0M | 1.35% |
| $2.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $30.0M | 0.60% |
| $30M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Portfolio management fees are based on a percentage of your assets under management, ranging from 1.55% on the first $750,000 to 0.50% for assets over $30,000,001. Pension consulting fees range from 0.50% to 1.55% of plan assets and are negotiable. Financial planning fees are either fixed, ranging from $1,050 to $14,000 for initial plans and $450 to $6,500 for updates, or hourly, ranging from $200 to $525 per hour. Fees are negotiable.
Areas of Practice
Location
199 Broad Street, Red Bank, NJ, 07701