Syndicated Capital, INC.
Assets Under Management
$123.0M
Number of Clients
393
Number of Advisors
14
Average Client AUM
$313K
AUM per Advisor
$8.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
About This Firm
Syndicated Capital, Inc. (SCI) provides customized advisory services to clients on a discretionary and non-discretionary basis. SCI manages separate accounts and may offer breakpoint pricing, if applicable. The firm manages nearly $118 million on a discretionary basis and nearly $5 million on a non-discretionary basis as of December 31, 2024.
Fee Structure
The standard advisory fee is 2%, but clients can negotiate fees with their advisors. Clients also pay ticket charges, which are also negotiable. Advisors may receive 12B-1 compensation for recommending certain mutual funds. Management fees are deducted from client accounts quarterly, in advance. Clients may request a full fee refund within the first 5 business days of opening an account; thereafter, refunds are prorated. Clients also pay custodian fees, mutual fund expenses, brokerage, and transaction costs.
Areas of Practice
Location
21671 Gateway Center Drive, Suite 111, Diamond Bar, CA, 91765